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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-25 |
| CA | RA | APPROVED | 2021-09-28 |
Branch Locations
888 San Clemente Drive Suite 300, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Newport Beach | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
| Ubs Financial Services Inc | Newport | CA | 09/2021 | Present |
1) Name of business: America on Track./ Address: 600 N. Tustin AvenueSanta Ana CA United States./ Investment Related: No./ Nature: Charity of disadvantaged youth in Orange County. mentoring, nutrition and sports programs funded by both federal grants and local donors- corporate and individual./ Role: Member of Board of directors./ Duty: help on golf and wine tasting fundraisers, sit in on board meetings./ Start Date: 9/18/2017./ Time Required: No.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-26 |
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