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Brian Thomas Becker

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Andover, MA

Pelham, NH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-15
TX RA APPROVED_RES 2013-05-06
NH RA APPROVED 2009-10-23
  • CT RA
    APPROVED
    Since 2026-01-15
  • TX RA
    APPROVED_RES
    Since 2013-05-06
  • NH RA
    APPROVED
    Since 2009-10-23

Branch Locations

27 Main St, Andover, MA 01810 • United States

Pelham, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Andover MA 10/2009 Present
Bank Of America, Na Andover MA 05/2010 Present
Previous Registrations
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    North Andover, MA
    Chelmsford, MA
    Georgetown, MA
    Andover, MA
    Haverhill, MA
    Haverhill, MA
  • 2003-07-22 → 2004-10-20
    Quick & Reilly, Inc.
    Haverhill, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-18
S63 Uniform Securities Agent State Law Examination 1994-09-12
  • S65 Uniform Investment Adviser Law Examination
    1999-08-18
  • S63 Uniform Securities Agent State Law Examination
    1994-09-12
Other Names
  • Brian T Becker

View on SEC IAPD

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BEACON POINTE ADVISORS, LLC · Andover, MA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANDOVER, MA
COMMONWEALTH FINANCIAL NETWORK · Andover, MA
LPL FINANCIAL LLC · ANDOVER, MA
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