Mark Steven Smith

Current Employers

Chartmark Investments, Inc.

Utica Place Office Tower 2200 S Utica Place Suite 525, Tulsa, OK 74114 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2002-05-29
OK	RA	APPROVED	2001-08-29

TX RA
APPROVED

Since 2002-05-29
OK RA
APPROVED

Since 2001-08-29

Branch Locations

2200 S Utica Place Suite 525, Tulsa, OK 74114 • United States

Utica Place Office Tower 2200 S Utica Place Suite 525, Tulsa, OK 74114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chartmark Investments, Inc.	Tulsa	OK	08/2001	Present

08/2001 → Present

Chartmark Investments, Inc.

Tulsa, OK

Other Businesses

1.) Member of the Board of Directors of the American Portuguese Biomedical Research Fund, Inc. 2.) Member of the Finance Council and Chair of the Investment Committee for the Catholic Diocese of Eastern Oklahoma

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-14
S63	Uniform Securities Agent State Law Examination	1994-09-01

S65 Uniform Investment Adviser Law Examination

1994-09-14
S63 Uniform Securities Agent State Law Examination

1994-09-01

View on SEC IAPD

Current Employers

Chartmark Investments, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews