William Morgan Watson

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2024
  Pruco Securities, Llc.
  Hunt Valley, MD
• 01/2014 → Present
  Prudential Insurance Company Of America
  Hunt Valley, MD
• 11/2024 → Present
  Lpl Enterprise, Llc
  Hunt Valley, MD

Previous Registrations

• 2014-01-29 → 2024-11-14
  Pruco Securities, Llc.
  North Bethesda, MD
  Hunt Valley, MD
  Hampstead, MD
  North Bethesda, MD
  Newark, NJ
• 2013-08-27 → 2014-02-21
  Crown Capital Securities, L.P.
  Orange, CA
  Towson, MD
• 2011-03-04 → 2012-05-24
  Park Avenue Securities Llc
  Cincinnati, OH
  New York, NY
  Cincinnati, OH
• 2003-06-05 → 2011-01-05
  Equity Services, Inc.
  Cincinnati, OH
  Sandy Springs, GA
  Atlanta, GA

Other Businesses

1) 08/28/2024- Frame Wealth Partners- DBA for LPL Business (entity for LPL business)- I market my financial planner and advisory services under this name- Inv Related- Hunt Valey, MD- Start Date- 09/01/2023- 230hrs/mth- 149hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-27
• S63 Uniform Securities Agent State Law Examination
  1994-10-14

Other Names

• Morgan Watson