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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-08-01 |
| NJ | RA | APPROVED | 2022-11-10 |
| NY | RA | APPROVED | 2022-11-08 |
| TX | RA | APPROVED | 2022-11-08 |
Branch Locations
250 Pehle Ave Ste 500 Park 80 West, Plaza Two, Saddle Brook, NJ 07663 • United States
530 5Th Ave 10Th Floor, New York, NY 10036 • United States
West Orange, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Saddle Brook | NJ | 06/2014 | 09/2016 |
| Mml Investors Services | Saddle Brook | NJ | 07/2014 | 09/2016 |
| Thrivent Investment Management Inc | Newark | NJ | 09/2016 | 11/2022 |
| Thrivent Financial | Appleton | WI | 09/2016 | 11/2022 |
| Ameriprise Financial Services, Llc | New York | NY | 11/2022 | Present |
Real Estate Ownership; Single Family; 155 W Market Street , , Newark , NJ, 07103; Not Investment-Related; 02/01/2024 / Single Family; 72 Boyd Street , , Newark , NJ, 07103; Not Investment-Related; 08/01/2024 / Single Family; 4 Derby Street , , East Orange , NJ, 07018; Not Investment-Related; 02/01/2025. Business Ownership; Mountain Property Managment; Owner; Real Estate; 32 Mountain Ave, , WEST ORANGE, NJ, 07052; Not Investment-Related; 11/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-07 |
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