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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-05 |
| PA | RA | APPROVED | 2016-08-25 |
| TX | RA | APPROVED | 2016-08-25 |
Branch Locations
1735 Market Street Suite 3110, Philadelphia, PA 19103 • United States
1111 Polaris Parkway, Floor 4J, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Philadelphia | PA | 08/2016 | 09/2025 |
| J.P. Morgan Securities Llc | Philadelphia | PA | 08/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-16 |
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