Anthony Louis Borelli

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

48 South Service Road Suite 400, Melville, NY 11747 • United States

Smithtown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	Melville	NY	03/1996	Present
Massmutual Life Insurance Co	Melville	NY	03/1996	Present

03/1996 → Present

Mml Investors Services, Llc

Melville, NY
03/1996 → Present

Massmutual Life Insurance Co

Melville, NY

Other Businesses

NAME:ANTHONY BORELLI. INV REL: Y. ADD: AT RESIDENTIAL ADDRESS. NATURE:LIFE. POSITION:SALES. START DATE:1995. NO. HR/MO:5. NO. HR/MO DURING SEC TRADING:5.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-01

S63 Uniform Securities Agent State Law Examination

1994-08-01

Other Names

Tony Borelli

View on SEC IAPD