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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-06-02
TX RA APPROVED 2025-06-02
  • NY RA
    APPROVED
    Since 2025-06-02
  • TX RA
    APPROVED
    Since 2025-06-02

Branch Locations

17 Conklin Street 2Nd Floor, Farmingdale, NY 11735 • United States

17 Conklin Street 2Nd Floor, Farmingdale, NY 11735 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Commack NY 06/1992 03/2017
Mml Investors Services, Llc East Hills NY 03/2017 06/2025
Massmutual Life Insurance Co East Hills NY 07/2016 06/2025
Lpl Enterprise Farmingdale NY 06/2025 Present
  • 06/1992 → 03/2017
    Metlife Securities Inc.
    Commack, NY
  • 03/2017 → 06/2025
    East Hills, NY
  • 07/2016 → 06/2025
    Massmutual Life Insurance Co
    East Hills, NY
  • 06/2025 → Present
    Lpl Enterprise
    Farmingdale, NY
Previous Registrations
Other Businesses

1. 05/19/2025 - none - Real Estate Rental - Oceanside, NY - INV REL - Start Date 04/03/2006 - 30hrs/MTH 2. 05/19/2025 - Legacy Advisors Financial Group - DBA for LPL Business (entity for LPL business) - Greenvale, NY - INV REL - Start Date 08/17/2007 - 60hrs/MTH

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-22
  • S63 Uniform Securities Agent State Law Examination
    1994-08-22

View on SEC IAPD

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