Alan Richard Rohde

Current Employers

Employment History

• 06/1973 → Present
  Yeo & Yeo
  Flint, MI
• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/1998 → Present
  Yeo & Yeo Financial Services, Inc
  Saginaw, MI
• 08/2023 → Present
  Rmr Lake Life Llc
  Twin Lake, MI

Other Businesses

1) NAME OF OTHER BUSINESS: YEO & YEO INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNTING SERVICES START DATE: 7/2013 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR BRIEF DESCRIPTION OF DUTIES: HOURLY ACCOUNTING SERVICES, CONSULTING 2) YEO & YEO FIN SER, INC; INV REL; SAGINAW, MI; FIN SER, DBA; REG REP; SD 12/9/98; 60 HRS/MTH: 3) NAME OF OTHER BUSINESS: RMR LAKE LIFE LLC; INVESTMENT RELATED: NO; ADDRESS: 6205 WEST LAKE RD, TWIN LAKE, MI 49457; NATURE OF BUSINESS: VACATION PROPERTY; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAINTENANCE OF VACATION HOME FOR FAMILY;

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-06

Designations