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Randall Shawn Jones

Arax Advisory Partners

Houston, TX

New York, NY

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Current Employers
Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-19
  • TX RA
    APPROVED
    Since 2026-07-19

Branch Locations

4444 Westheimer Road Suite G500, Houston, TX 77027 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usca Securities Llc Houston TX 06/2015 Present
U.S. Capital Wealth Advisors, Llc Austin TX 06/2021 06/2026
Usca Asset Management Llc Houston TX 07/2018 08/2021
Usca Ria Llc Houston TX 06/2015 06/2021
Arax Advisory Partners Houston TX 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-09
S63 Uniform Securities Agent State Law Examination 1994-07-05
  • S65 Uniform Investment Adviser Law Examination
    1995-01-09
  • S63 Uniform Securities Agent State Law Examination
    1994-07-05
Other Names
  • Shawn Jones

View on SEC IAPD

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