Stephen Anthony Fisher

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1992 → Present
  New Concept Marketing Inc.
  Glenwood Springs, CO
• 10/1994 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Other Businesses

1. NCM, INC. RECORD KEEPING/FAMILY RELATED. FROM 1992. 10 HRS/WK. PRESIDENT/OWNER,CONSULTING SERVICES, NCM is compensated by Blair Financial Planning, 401 27TH ST. STE 135, GLENWOOD SPRINGS, CO 81601. Investment related, 1-20% time spent on activity during securities hrs. 2. COKER ROYALTIES LLC, PO BOX 2049 GLENWOOD SPRINGS, CO 81602, LLC, BUSINESS MANAGER/MANAGEMENT SERVICES, OFFICER, OWNER/SHAREHOLDER, AGENT/REPRESENTATIVE, 4 HRS. MO., SAME DURING SECURITIES TRADING. 3. Blair Financial Planning, Consulting. Employee, investment related, 1-10% time spent on activity during securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-20
• S63 Uniform Securities Agent State Law Examination
  1994-09-22

Designations

• Certified Financial Planner

Other Names

• Tony Fisher