Rodelyn Andres Kupfersmid

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 09/2018
  Fidelity Investments
  Walnut Creek, CA
• 07/2018 → 09/2018
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 09/2018 → 11/2019
  Charles Schwb Bank
  Anchorage, AK
• 09/2018 → 11/2019
  Charles Schwab & Co., Inc.
  Anchorage, AK
• 11/2019 → 06/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sacramento, CA
• 05/2017 → 08/2017
  Sur La Table
  Dublin, CA
• 06/2025 → 09/2025
  Ses Llc
  Redondo Beach, CA
• 06/2025 → 09/2025
  Seia Llc
  Redondo Beach, CA
• 09/2025 → 11/2025
  Not Employed
  San Diego, CA
• 11/2025 → Present
  Ubs Financial Services Inc
  Newport Beach, CA

Previous Registrations

• 2025-07-07 → 2025-09-08
  Seia
  Los Angeles, CA
  Redondo Beach, CA
• 2020-03-16 → 2025-07-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sacramento, CA
  San Diego, CA
  Rancho Cordova, CA
  San Diego, CA
• 2018-10-26 → 2019-12-05
  Charles Schwab & Co., Inc.
  Anchorage, AK
  Bellevue, WA
• 2018-07-13 → 2018-09-20
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2011-06-16 → 2018-07-13
  Strategic Advisers Llc
  Dublin, CA
  Seattle, WA
• 2009-10-08 → 2010-11-18
  Chase Investment Services Corp.
  San Ramon, CA
  Pleasanton, CA
  Dublin, CA
  Dublin, CA
• 2006-04-12 → 2006-09-12
  Ameriprise Financial Services, Llc
  Walnut Creek, CA
  Walnut Creek , CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-06
• S63 Uniform Securities Agent State Law Examination
  1996-12-04

Other Names

• Rodelyn Andres Pelayo
• Rodelyn Moreno Andres
• Rodelyn Andres Coppock
• Rodelyn M Andres
• Rodelyn M Pelayo
• Rodelyn Coppock