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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-06-06
OH RA APPROVED 2016-01-04
TX RA APPROVED_RES 2010-02-22
CA RA APPROVED 2009-10-05
  • FL RA
    APPROVED
    Since 2016-06-06
  • OH RA
    APPROVED
    Since 2016-01-04
  • TX RA
    APPROVED_RES
    Since 2010-02-22
  • CA RA
    APPROVED
    Since 2009-10-05

Branch Locations

161 E Rivulon Blvd Ste 108, Gilbert, AZ 85297 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mesa AZ 10/2009 03/2020
Ameriprise Financial Services, Inc. Mesa AZ 10/2009 03/2020
Ameriprise Financial Services, Llc Gilbert AZ 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Mesa, AZ
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Mesa, AZ
  • 03/2020 → Present
    Gilbert, AZ
Previous Registrations
  • 2006-02-17 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Mesa, AZ
    Mesa, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-27
S63 Uniform Securities Agent State Law Examination 1995-02-22
  • S65 Uniform Investment Adviser Law Examination
    2006-01-27
  • S63 Uniform Securities Agent State Law Examination
    1995-02-22
Other Names
  • Thinh Sang
  • Michael T G Tsan
  • Thinh Sang

View on SEC IAPD

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