Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-01-08 |
| NJ | RA | APPROVED | 2012-03-12 |
| PA | RA | APPROVED | 2012-03-12 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Parsippany | NJ | 10/2009 | Present |
(1) RENTAL PROPERTY; ADDRESS: 26 OAK KNOLL LANE BEDMINISTER NJ; BUSINESS DESCRIPTION: RENTAL; START DATE: 07/01/12; CAPACITY: OWNER - ACTIVE; DUTIES: ACT AS LANDLORD OWNER OF HOME; TIME DEVOTED TO THIS ACTIVITY PER MONTH: 0, TIME DEVOTED TO THIS ACTIVITY PER MONTH DURING SECURITY HOURS: 0; (2) NAME OF ENTITY: scottsdale rental ADDRESS: 12944 n 93rd way scottsdale az 85260 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Assets/Products START DATE: Nov 01, 2017 CAPACITY: Owner DUTIES: Owner of the house HOURS DEVOTED PER MONTH: 4 - 10 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 4 - 10 Hours (3) NAME: STAT Overnight Delivery Non-Investment related ADDRESS: 403 International Pkwy, #505 Richardson, TX 75081 Nature of OBA: deliver prescriptions for local pharmacies Title/Position/Relationship: Independent Contractor/Consultant Start Date: 08/01/22 Time devoted: 4 hours on Saturday; 0 hours during securities trading time Duties: Be on call, for possible Saturday deliveries when full-time employees are out. Work solely as a backup
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-15 |
Reach out to this advisor