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4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-10-29 |
Branch Locations
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US
4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ria Registrar, Llc. | Arden Hills | MN | 09/2015 | Present |
| Gradient Securities, Llc. | Arden Hills | MN | 10/2015 | Present |
1. RIA REGISTRAR, LLC.; NOT INV REL; 4105 LEXINGTON AVENUE NORTH, SUITE 201, ARDEN HILLS, MN 55126; CONSULTANT FOR COMPLIANCE AND LICENSING SERVICES FOR INDEPENDENT RIA'S; DIRECTOR OF COMPLIANCE; START 09/2015; 160 HRS/MO; 160 HRS/MO DURING SECURITIES TRADING HOURS. 2. INSURANCE AGENT, INV RELATED; 4105 LEXINGTON AVENUE NORTH, SUITE 201, ARDEN HILLS, MN 55126; FIXED INSURANCE SALES; INSURANCE AGENT; START 01/2005; 1 HR/MO; 1 HR/MO DURING TRADING HOURS; SALES OF INSURANCE. 3. POA, INV RELATED; 4105 LEXINGTON AVENUE NORTH, SUITE 201, ARDEN HILLS, MN 55126; POA; START 01/1999; 1 HR/MO; 1 HR/MO DURING TRADING HOURS; POA FOR PARENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-11 |
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