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Daniel John Sobol

Corient

Nokomis, FL

CRD 2511470

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Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-17
TX RA APPROVED 2022-12-22
  • FL RA
    APPROVED
    Since 2025-02-17
  • TX RA
    APPROVED
    Since 2022-12-22

Branch Locations

Nokomis, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gofen And Glossberg. L.L.C. Chicago IL 05/1997 03/2023
Corient Nokomis FL 12/2022 Present
Corient Services Llc Miami FL 07/2023 Present
Cipw Service Company, Llc Toronto 01/2022 07/2023
  • 05/1997 → 03/2023
    Gofen And Glossberg. L.L.C.
    Chicago, IL
  • 12/2022 → Present
    Corient
    Nokomis, FL
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
  • 01/2022 → 07/2023
    Cipw Service Company, Llc
    Toronto
Previous Registrations
  • 1999-05-19 → 2023-03-31
    Gofen And Glossberg, L.L.C.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-20
  • S65 Uniform Investment Adviser Law Examination
    1994-06-20

View on SEC IAPD

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