Eric Charles Holloway

Current Employers

Employment History

• 09/2012 → Present
  Raymod James Financial Services
  Broomfield, CO
• 10/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Broomfield, CO
• 10/2004 → Present
  Real Estate - Duplex Rental Property
  Denver, CO
• 04/2015 → Present
  Holloway Wealth Management Inc.
  Broomfield, CO

Previous Registrations

• 2009-09-21 → 2012-10-08
  Raymond James & Associates, Inc.
  Boulder, CO
• 2008-01-01 → 2009-09-22
  Wells Fargo Clearing Services, Llc
  Broomfield, CO
• 2006-11-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Broomfield, CO
  St. Louis, MO

Other Businesses

(1)Name of Business: Eric Holloway - no special name Address: 4233 W 117th Ct, Westminster, CO, 80031, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/25/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I rent out a residential condominium I recently purchased. A property management firm does the day to day work. (2)Name of Business: Holloway Address: 4233 W. 117th Court, Westminster, CO, 80031, United States Activity Type: Control Person Position/Title: Other (Acting) Investment Related: Yes Start Date: 02/28/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. I pay bills and monitor finances of my parents (3)Name of Business: Holloway Wealth Management Address: 11542 Colony Row, Broomfield, CO, 80021, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/21/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is a request for a DBA. I am the one-person owner of a new office. This request is being made specifically for a sign on my awning out front. I would like double brand with both "Raymond James" emphasized and also "Holloway Wealth Management Inc" (4)Name of Business: Holloway Wealth Management Inc Address: 11542 Colony Row, Broomfield, CO, 80021, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 04/24/2015 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Planning and investments - an FA job and this is my S-corp primarily for banking (payroll), taxes, and a few other admin things. I am in ICD and DBA is Raymond James Financial Services. (5)Name of Business: NA Address: 2815 W. 36th Ave, Denver, CO, 80211, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/07/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6)Name of Business: Rotert Mike Address: 4233 W 117th Court, Westminster, CO, 80031, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/17/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have the fiduciary responsibility to ensure contents of this trust are used for the benefit of Michael B Rotert. It is a family trust and Mike is my brother in law.

Exams

• S66 Uniform Combined State Law Examination
  2006-11-22