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Charles Raymond Henderson

J. W. Cole Advisors, Inc.

Clayton, MO

Tampa, FL

St. Charles, MO

CRD 2511191

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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2009-11-10
  • MO RA
    APPROVED
    Since 2009-11-10

Branch Locations

7733 Forsyth Boulevard 11Th Floor, Suite 1151, Clayton, MO 63105 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

223 N. Main Street Suite 9, St. Charles, MO 63301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 11/2009 Present
Jonathan Roberts Advisory Group, Inc. Tampa FL 11/2009 Present
  • 11/2009 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 11/2009 → Present
    Jonathan Roberts Advisory Group, Inc.
    Tampa, FL
Previous Registrations
  • 2006-08-16 → 2009-11-17
    Investment Advisors International, Inc.
    Northbrook, IL
    Chesterfield, MO
    Johns Creek, GA
  • 2006-06-12 → 2006-08-29
    Philadelphia, PA
  • 1998-12-01 → 2002-12-05
    Rf Advisors Llc
    St. Louis, MO
  • 1998-05-26 → 2002-12-05
    Renaissance Financial Corporate Education Llc
    St. Louis, MO
  • 2001-10-01 → 2002-11-18
    Securian Financial Services, Inc.
    St Louis, MO
Other Businesses

1) A) CHUCK HENDERSON B) INVESTMENT RELATED C) 223 N MAIN ST SUITE 9 ST CHARLES, MO 63301 D) FIXED INSURANCE E) AGENT F) NOVEMBER 2009 G) 40HRS/MONTH H) 40 HRS DURING TRADING I) SALES AND SERVICE J) NOT AN OFFICER K) NO CLIENTS INVOLVED L) $150,000/YEAR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-27
S63 Uniform Securities Agent State Law Examination 1994-07-08
  • S65 Uniform Investment Adviser Law Examination
    2006-02-27
  • S63 Uniform Securities Agent State Law Examination
    1994-07-08
Other Names
  • Chuck Henderson
  • Charles Raymond Henderson

View on SEC IAPD

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