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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-11-10 |
Branch Locations
7733 Forsyth Boulevard 11Th Floor, Suite 1151, Clayton, MO 63105 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
223 N. Main Street Suite 9, St. Charles, MO 63301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 11/2009 | Present |
| Jonathan Roberts Advisory Group, Inc. | Tampa | FL | 11/2009 | Present |
1) A) CHUCK HENDERSON B) INVESTMENT RELATED C) 223 N MAIN ST SUITE 9 ST CHARLES, MO 63301 D) FIXED INSURANCE E) AGENT F) NOVEMBER 2009 G) 40HRS/MONTH H) 40 HRS DURING TRADING I) SALES AND SERVICE J) NOT AN OFFICER K) NO CLIENTS INVOLVED L) $150,000/YEAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-08 |
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