Arthur James Johnson

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 03/2019
  U.S. Bancorp Investments, Inc.
  Placentia, CA
• 07/2019 → 04/2024
  Unionbanc Investment Services
  Laguna Niguel, CA
• 04/2019 → 06/2019
  Unemployed
  Laguna Niguel, CA
• 04/2024 → 04/2026
  Bga Insurance
  Costa Mesa, CA
• 04/2026 → Present
  Innovation Partners Llc
  Charlotte, NC
• 04/2026 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2019-07-10 → 2024-04-25
  U.S. Bancorp Advisors, Llc
  San Clemente, CA
  San Clemente, CA
  San Juan Capistrano, CA
  Laguna Niguel, CA
  Dana Point, CA
  Dana Point, CA
• 2012-11-08 → 2019-03-27
  U.S. Bancorp Investments, Inc.
  Brea, CA
  Fullerton, CA
  Brea, CA
  Buena Park, CA
  Anaheim, CA
  Placentia, CA
  Yorba Linda, CA
  Anaheim, CA
  Fullerton, CA
  Buena Park, CA
  Fullerton, CA
• 2006-10-17 → 2012-11-19
  Bancwest Investment Services, Inc.
  La Mirada, CA
  Mission Viejo, CA
  Fullerton, CA
  Newport Beach, CA
  La Habra, CA
  La Mirada, CA
  Foothill Ranch, CA
  San Clemente, CA
  Mission Viejo, CA
  Huntington Beach, CA
  Newport Beach, CA
  La Mirada, CA
  Newport Beach, CA
  Lakewood, CA
  San Clemente, CA
  Santa Ana, CA
  Bellflower, CA
  Fullerton, CA
• 2003-04-30 → 2005-11-16
  Banc Of America Investment Services, Inc.
  Laguna Niguel, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-04-29
• S63 Uniform Securities Agent State Law Examination
  1994-09-30

Other Names

• Arthur James Johnson
• Art Johnson
• Arthur James Johnson Iii