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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-25 |
| CT | RA | APPROVED | 2009-06-01 |
Branch Locations
500 Post Road East 3Rd Floor, Westport, CT 06880 • United States
1229 Post Road, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Westport | CT | 06/2009 | Present |
NAME: AVON PRODUCTS INC NOT INVESTMENT RELATED. NEWARK, DE. START DATE 8/1/07 EMPLOYEE HOURS WORKED DURING BUSINESS - NONE HOURS WORKED AFTER BUSINESS - NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-24 |
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