Mark Wayne Stone

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Rochester, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Rochester, NY

Other Businesses

Real Estate Ownership; Single Family; 8 Frank Sottile Lane, , Isle Of Palms, SC, 29451; Not Investment-Related; 06/15/2024. Business Ownership; Cadence Associates, LLC, A NEW YORK LIMITED LIABILITY COMPANY; Administrator/Member; Manage Ameriprise Business; 2290 East Avenue, , Rochester, NY, 14610; Investment-Related; 10/30/2023; 1 to 9 hours per month; 0 during trading hours / Creative Management Consultants, LLC; Position with this OBA is being changed to employee. Creative Management Consultants is changing to an S-Corporation and I will be considered an employee. Roles and Responsibilities will be Marketing and Administrative; Marketing and Administrative; 2290 East Ave, , Rochester, NY, 14617; Not Investment-Related; 10/28/2015; 10 to 19 hours per month; 1 to 9 during trading hours / Cadence Boston Partners, LLC; Co-owner; Manage Ameriprise Business; 2290 East Avenue, , Rochester, NY, 14610; Investment-Related; 01/26/2026; 1 to 9 hours per month; 0 during trading hours / CBP Property Holdings, LLC; Co-owner; Real Estate; 350 Park Street, Suite 103, North Reading, MA, 01864; Not Investment-Related; 07/22/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Creative Management Consultants, LLC; Sole Member - Will provide marketing, administrative and management activities that are not license related. These could include meeting preparation, summary letters, event planning, etc.; Outside employment; 2290 East Ave, , Rochester, NY, 14617; Not Investment-Related; 10/28/2015; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-11

Designations