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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Magnum Assoc. Inc. D/B/A Joseph D Mantio | Rocheter | NY | 08/1981 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2003 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1) BLACKJACK MORGAN COINS & COLLECTIBLES INC, 1530 ELMWOOD AVE, ROCHESTER, NY, 01/2011, PRESIDENT, RETAIL SALES, NIR, 8 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 0 HR/MO, 0 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) JOSEPH D MANTIONE, 444 WHITE SPRUCE BLVD, ROCHESTER, NY, 07/2002, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO, 0 HR/MO TRADING. 4) MAGNUM ASSOCIATES INC dba JOSEPH D MANTIONE & CO, 444 WHITE SPRUCE BLVD, ROCHESTER, NY, 01/1984, PRESIDENT/CEO, TAX SERVICES, NIR, 120 HR/MO, 120 HR/MO TRADING. 5) MANTIONE FINANCIAL, 444 WHITE SPRUCE BLVD, ROCHESTER, NY, 10/2003, OWNER, DBA, INV REL, 120 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-01-03 |
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