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CRD 2510528
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-04 |
| CA | RA | APPROVED | 2017-09-20 |
Branch Locations
5899 Green Valley Cir, Culver City, CA 90230 • United States
141 W Adams Blvd, Los Angeles, CA 90007 • United States
333 S Grand Ave 1St Fl, Los Angeles, CA 90071 • United States
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
400 S Market St, Inglewood, CA 90301 • United States
1600 Vine St, Hollywood, CA 90028 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 09/2017 | Present |
| G.K. Vernon, Llc | Berkeley | CA | 08/2016 | 08/2017 |
RENTAL PROPERTY; INVESTMENT RELATED; HYATTSVILLE,MD; 100% OWNERSHIP; START DATE 11/30/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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