Edward Theodore Kemm

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2018
  Independent Portfolio Consultants, Inc.
  Boca Raton, FL
• 03/2018 → 03/2020
  Oppenheimer & Co. Inc
  Palm Beach Gardens, FL
• 03/2020 → 05/2022
  Lincoln Financial Advisors
  Palm City, FL
• 05/2022 → 09/2023
  Sagepoint Financial, Inc.
  Palm City, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Palm City, FL

Previous Registrations

• 2022-05-06 → 2023-09-01
  Osaic Services, Inc.
  Palm City, FL
  Scottsdale, AZ
  Palm City, FL
• 2020-03-30 → 2022-05-09
  Osaic Fa, Inc.
  Palm City, FL
  Palm City, FL
  Scottsdale, AZ
  La Jolla, CA
• 2018-03-21 → 2020-04-03
  Oppenheimer & Co. Inc.
  North Palm Beach, FL
• 2015-04-07 → 2017-12-31
  Independent Portfolio Consultants, Inc.
  Boca Raton, FL

Other Businesses

1) IRONBRIDGE WEALTH COUNSEL, LLC POSITION: Self NATURE: Sole Proprietor - Fixed Insurance Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/15/2020 ADDRESS: 2874 SW Brighton Way, Palm City FL 34990, United States DESCRIPTION: Fixed insurance 2) CHESAPEAKE BROKERAGE POSITION: Broker NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/15/2023 ADDRESS: 18766 John J. Williams Hwy, STE 4, #395, Rehoboth Beach DE 19971, United States DESCRIPTION: Broker for fixed life, LTC insurance and disability insurance 3) POWER OF ATTORNEY - JACQULYN KEMM POSITION: Attorney in fact NATURE: POA INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2021 ADDRESS: 2874 SW Brighton Way, Palm City FL 34990, United States DESCRIPTION: To act on behalf of my daughter who is special needs 4) DURABLE POWER OF ATTORNEY FOR BARBARA J ST.ONGE POSITION: Attorney-in-Fact NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2021 ADDRESS: 2874 SW Brighton Way, Palm City FL 34990, United States DESCRIPTION: Act as my wife's agent in the event she can't. 5) THE JACQULYN F. KEMM SPECIAL NEEDS TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2021 ADDRESS: 2874 SW Brighton Way, Palm City FL 34990, United States DESCRIPTION: Trustee, I have control over any assets and distributions from the Trust 6) ROSANNE L. KRAMER FAMILY TRUST AGREEMENT POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2024 ADDRESS: 2874 SW Brighton Way, Palm City FL 34990, United States DESCRIPTION: Trustee, This is shell trust, no assets are in the trust, The ROSANNE L. KRAMER REVOCABLE TRUST pushes assets into the family trust in the event of death. 7) ROSANNE L. KRAMER REVOCABLE TRUST POSITION: Successor Trustee NATURE: Mother's Rev Trust, I am successor Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2023 ADDRESS: 500 A Aspen Lane, Unit A, Wyckoff NJ 07481, United States DESCRIPTION: Successor Trustee

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-04-12
• S65 Uniform Investment Adviser Law Examination
  2015-03-30