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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 03/2011 | 06/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2019 | 10/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2019 | 10/2019 |
| Lpl Financial Llc | Fort Mill | SC | 10/2019 | Present |
| Lpl Enterprise Llc | Fort Mill | SC | 02/2026 | Present |
1. 07/14/2022 - Sauder Village - Not Investment Related - 22611 State Route 2, Archbold, OH 43502 - Outside/W-2 Employment - Bartending - Start Date - 7/21/2022 - 10-15 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-21 |
| S66 | Uniform Combined State Law Examination | 1997-03-14 |
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