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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| FL | RA | APPROVED | 2022-05-23 |
Branch Locations
350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States
Fort Lauderdale, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Malpka | Fort Lauderdale | FL | 03/2008 | 05/2022 |
| Ubs Financial Services Inc | Ft Lauderdale | FL | 11/2011 | 05/2022 |
| Ameriprise Financial Services, Llc | Fort Lauderdale | FL | 05/2022 | Present |
Business Ownership; Rcamm Art, LLC; Owner; Retail; 242 Commercial Blvd, Unit C, Lauderdale by the Sea, FL, 33308; Not Investment-Related; 03/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-29 |
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