Michael Yoder

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-05-12

PA RA
APPROVED

Since 2021-05-12

Branch Locations

221 W Philadelphia St Ste 112E, York, PA 17401 • United States

1606 Carmody Ct Ste 401, Sewickley, PA 15143 • United States

Allison Park, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Washington	DC	06/2014	11/2016
Wells Fargo Clearing Services, Llc	Washington	DC	11/2016	Present

06/2014 → 11/2016

Wells Fargo Advisors Llc

Washington, DC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Washington, DC

Previous Registrations

2011-09-16 → 2014-04-15

Ubs Financial Services Inc.

Baltimore, MD
2008-04-08 → 2011-09-22

Clearbridge Investments, Llc

New York, NY

Baltimore, MD
2006-07-06 → 2008-04-07

Ferris, Baker Watts, Llc

Baltimore, MD
2006-02-21 → 2006-07-18

Citigroup Global Markets Inc.

New York, NY

Baltimore, MD

New York, NY
2002-02-27 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-02-05
S63	Uniform Securities Agent State Law Examination	1996-08-09

S65 Uniform Investment Adviser Law Examination

2002-02-05
S63 Uniform Securities Agent State Law Examination

1996-08-09

Other Names

Michael Scott Yoder

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews