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353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-05 |
Branch Locations
3685 Mt. Diablo Blvd. Suite 200, Lafayette, CA 94549 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo. N.A. | San Leandro | CA | 08/2016 | 06/2019 |
| Osborne Partners | San Francisco | CA | 06/2019 | 03/2022 |
| Burton Enright Welch | Walnut Creek | CA | 03/2022 | 04/2022 |
| Charles Schwab & Co., Inc. | San Francisco | CA | 07/2022 | 11/2023 |
| Charles Schwab Bank, Ssb | San Francisco | CA | 07/2022 | 11/2023 |
| The Mather Group | Lafayette | CA | 11/2023 | 11/2025 |
| The Mather Group | Lafayette | CA | 11/2025 | Present |
STATE OF CALIFORNIA, HEALTH & HUMAN SERVICES AGENCY | NOT INVESTMENT RELATED | SAN FRANCISCO, CALIFORNIA | START DATE: 02/01/2017 | PROVIDE IN-HOME HEALTH CARE PROVIDER FOR PARENT (ON WEEKENDS) | LESS THAN 20 HOURS PER MONTH | NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-29 |
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