Robert Lee Wheeler

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2023-10-17

OR RA
APPROVED

Since 2023-10-17

Branch Locations

615 High St Ste 100, Oregon City, OR 97045-2269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	09/2023
Osaic Wealth, Inc.	Clackamas	OR	09/2023	10/2023
Lpl Financial Llc	Clackamas	OR	10/2023	Present

01/2009 → 09/2023

Sagepoint Financial, Inc.

Phoenix, AZ
09/2023 → 10/2023

Osaic Wealth, Inc.

Clackamas, OR
10/2023 → Present

Lpl Financial Llc

Clackamas, OR

Previous Registrations

2023-09-01 → 2023-10-19

Osaic Wealth, Inc.

Clackamas, OR
2017-08-08 → 2023-09-01

Osaic Services, Inc.

Phoenix, AZ

Clackamas, OR
2011-01-04 → 2017-08-07

Bennett, Herman & Geertsen, Llc.

Clackamas, OR

Other Businesses

1.10/17/2023; Precinct Committee Person; Politics/Government; Not Investment Related; I am currently serving as an elected PCP for the Republican Party representing precinct 103 representing part of the City of Happy Valley,OR; Start Date 06/10/2022; 1.5hrs/mth; hrs during trading 2.07/24/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Elevate Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 07/01/2026; 160hrs/mth; 100hrs during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-20
S63	Uniform Securities Agent State Law Examination	1994-09-09

S65 Uniform Investment Adviser Law Examination

2004-04-20
S63 Uniform Securities Agent State Law Examination

1994-09-09

Designations

Other Names

Rob Wheeler
Rob Wheeler

View on SEC IAPD