Larry Wayne Price

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-05-02

CA RA
APPROVED

Since 2012-05-02

Branch Locations

31693 Temecula Parkway, Temecula, CA 92592 • United States

25165 Madison Ave, Murrieta, CA 92562 • United States

29097 Overland Drive, Temecula, CA 92591 • United States

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl	San Diego	CA	03/2012	Present

03/2012 → Present

Lpl

San Diego, CA

Previous Registrations

2005-04-25 → 2012-04-11

Cuso Financial Services, L.P.

Moreno Valley, CA

Vista, CA

Murrieta, CA

Vista, CA
2004-10-19 → 2005-04-21

Citicorp Investment Services

Norco, CA

Other Businesses

1. 09/26/2012: DBA ONLY / SAN DIEGO COUNTY CREDIT UNION / RELATED DBA - SDCCU MEMBER INVESTMENT SERVICES/SAN DIEGO, CA 2. 01/08/2013: DBA ONLY / SDCCU INVESTMENT SERVICES / SAN DIEGO, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-24

S63 Uniform Securities Agent State Law Examination

1994-08-24

View on SEC IAPD

Employer firm

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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