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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-05-02
  • CA RA
    APPROVED
    Since 2012-05-02

Branch Locations

31693 Temecula Parkway, Temecula, CA 92592 • United States

25165 Madison Ave, Murrieta, CA 92562 • United States

29097 Overland Drive, Temecula, CA 92591 • United States

Murrieta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl San Diego CA 03/2012 Present
  • 03/2012 → Present
    Lpl
    San Diego, CA
Previous Registrations
  • 2005-04-25 → 2012-04-11
    Cuso Financial Services, L.P.
    Moreno Valley, CA
    Vista, CA
    Murrieta, CA
    Vista, CA
  • 2004-10-19 → 2005-04-21
    Citicorp Investment Services
    Norco, CA
Other Businesses

1. 09/26/2012: DBA ONLY / SAN DIEGO COUNTY CREDIT UNION / RELATED DBA - SDCCU MEMBER INVESTMENT SERVICES/SAN DIEGO, CA 2. 01/08/2013: DBA ONLY / SDCCU INVESTMENT SERVICES / SAN DIEGO, CA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-08-24
  • S63 Uniform Securities Agent State Law Examination
    1994-08-24

View on SEC IAPD

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