Kyong H Kim

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 06/2015 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2015 → Present
  Cetera Advisors Llc
  Denver, CO
• 06/2015 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2016 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 01/2016 → 11/2016
  Investors Capital Corp.
  Lynnfield, MA
• 01/2016 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 01/2016 → 12/2016
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2016 → 12/2019
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 01/2016 → 11/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-09 → 2015-06-04
  Colorado Financial Service Corporation
  Centennial, CO
• 2010-03-09 → 2012-06-20
  Brookstone Securities, Inc.
  Lakeland, FL
  Lakeland, FL
• 2006-10-17 → 2010-03-01
  Cetera Advisors Llc
  Greenwood Village, CO
• 2006-04-19 → 2006-10-02
  Old Mutual Capital
  Denver, CO
• 2002-12-05 → 2006-03-22
  Gunnallen Financial, Inc
  Tampa, FL
• 2001-01-02 → 2002-08-22
  Wells Fargo Advisors Financial Network, Llc
  Clearwater, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-14
• S63 Uniform Securities Agent State Law Examination
  1994-07-21

Other Names

• Kyong Hee Kim
• Kyong Kim