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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-11 |
| CA | RA | APPROVED | 2007-08-31 |
Branch Locations
2970 E. Nees Ave., Fresno, CA 93779 • United States
6040 N. Figarden Drive, Fresno, CA 93722 • United States
1934 Howard Rd, Madera, CA 93637 • United States
40044 Hwy 49 Ste C2, Oakhurst, CA 93644 • United States
8727 El Camino Real, Atascadero, CA 93422 • United States
111 E Shaw Ave, Fresno, CA 93710 • United States
1030 Shaw Avenue, Clovis, CA 93612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sacramento | CA | 08/2007 | Present |
| The Golden 1 Credit Union | Sacramento | CA | 08/2007 | Present |
1. 08/29/2007 - 09/04/2007 - GOLDEN 1 CREDIT UNION - FINANCIAL ADVISOR WITH CU. - TIME SPENT 100% - FRESNO, CA 2. 08/29/2007 - Golden 1 Investment Services - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-15 |
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