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Adam Steven Vertes

Objective Capital Management, LLC

Pepper Pike, OH

Fairlawn, OH

CRD 2509481

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Employer firm

Objective Capital Management, LLC CRD 156013

$214M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Objective Capital Management, Llc

3070 W. Market St Suite 202, Fairlawn, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-21
OH RA APPROVED 2016-11-18
  • TX RA
    APPROVED
    Since 2016-11-21
  • OH RA
    APPROVED
    Since 2016-11-18

Branch Locations

29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122 • United States

3070 W. Market St Suite 202, Fairlawn, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 11/2016
Objective Capital Management Pepper Pike OH 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-14
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S66 Uniform Combined State Law Examination
    2007-03-14
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22

View on SEC IAPD

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