Inactive

Adam Steven Vertes

Objective Capital Management, LLC

Pepper Pike, OH

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Current Employers

Objective Capital Management, Llc

3070 W. Market St Suite 202, Fairlawn, OH 44333 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-11-21
OH	RA	APPROVED	2016-11-18

TX RA
APPROVED

Since 2016-11-21
OH RA
APPROVED

Since 2016-11-18

Branch Locations

29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122 • United States

3070 W. Market St Suite 202, Fairlawn, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	03/2006	11/2016
Objective Capital Management	Pepper Pike	OH	11/2016	Present

03/2006 → 11/2016

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2016 → Present

Objective Capital Management

Pepper Pike, OH

Previous Registrations

2006-03-08 → 2016-11-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pepper Pike, OH

Beachwood, OH

New York, NY
2005-01-19 → 2006-03-08

Advest, Inc.

Beachwood, OH
2001-02-08 → 2005-01-07

Raymond James & Associates, Inc.

Cleveland, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-14
S63	Uniform Securities Agent State Law Examination	1994-07-22

S66 Uniform Combined State Law Examination

2007-03-14
S63 Uniform Securities Agent State Law Examination

1994-07-22

View on SEC IAPD

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