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Richard Scott Plummer

Systematic Financial Management LP

Teaneck, NJ

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Current Employers
Systematic Financial Management Lp

300 Frank W Burr Blvd 7Th Fl Glenpointe East, Teaneck, NJ 07666 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-12
  • NJ RA
    APPROVED
    Since 2023-06-12

Branch Locations

300 Frank W Burr Blvd 7Th Fl Glenpointe East, Teaneck, NJ 07666 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Systematic Financial Management, L.P. Teaneck NJ 10/2004 03/2017
Systematic Financial Management, L.P. Teaneck NJ 03/2017 Present
Other Businesses

I OWN AND RENT A CONDO PROPERTY IN MYRTLE BEACH, SOUTH CAROLINA. THIS IS NOT AN INVESTMENT RELATED BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-03-16
  • S63 Uniform Securities Agent State Law Examination
    2012-03-16
Designations
Other Names
  • Richard Scott Plummer

View on SEC IAPD

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REVOLVERCAP MANAGEMENT, L.P. · TEANECK, NJ
LPL ENTERPRISE, LLC · TEANECK, NJ
MML INVESTORS SERVICES, LLC · TEANECK, NJ
NORTHBRIDGE WEALTH MANAGEMENT LLC · TEANECK, NJ
B. RILEY WEALTH ADVISORS, INC. · TEANECK, NJ
REVEL WEALTH MANAGEMENT · TEANECK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEANECK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LEONIA, NJ

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