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Richard Scott Plummer

Systematic Financial Management LP

Teaneck, NJ

CRD 2509169

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Employer firm

Systematic Financial Management LP CRD 106146

$4.21B regulatory AUM 6 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Systematic Financial Management Lp

300 Frank W Burr Blvd 7Th Fl Glenpointe East, Teaneck, NJ 07666 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-12
  • NJ RA
    APPROVED
    Since 2023-06-12

Branch Locations

300 Frank W Burr Blvd 7Th Fl Glenpointe East, Teaneck, NJ 07666 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Systematic Financial Management, L.P. Teaneck NJ 10/2004 03/2017
Systematic Financial Management, L.P. Teaneck NJ 03/2017 Present
Other Businesses

I OWN AND RENT A CONDO PROPERTY IN MYRTLE BEACH, SOUTH CAROLINA. THIS IS NOT AN INVESTMENT RELATED BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-03-16
  • S63 Uniform Securities Agent State Law Examination
    2012-03-16
Designations
  • Chartered Financial Analyst
Other Names
  • Richard Scott Plummer

View on SEC IAPD

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