David Barry Grindle

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-16
PA	RA	APPROVED	2021-03-15

TX RA
APPROVED_RES

Since 2021-03-16
PA RA
APPROVED

Since 2021-03-15

Branch Locations

Phoenixville, PA • United States

555 Second Avenue Suite D-300, Collegeville, PA 19426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Funds Management, Llc	Menomonee Falls	WI	01/2005	01/2020
Wells Fargo Funds Distributor, Llc	Menomonee Falls	WI	04/2005	01/2020
Wells Fargo Advisors Financial Network, Llc	Yardley	PA	02/2021	Present
Wells Fargo & Co	San Francisco	CA	01/2020	11/2020

01/2005 → 01/2020

Wells Fargo Funds Management, Llc

Menomonee Falls, WI
04/2005 → 01/2020

Wells Fargo Funds Distributor, Llc

Menomonee Falls, WI
02/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Yardley, PA
01/2020 → 11/2020

Wells Fargo & Co

San Francisco, CA

Previous Registrations

2005-01-01 → 2020-02-07

Allspring Funds Management, Llc

Menomonee Falls, WI
2001-01-12 → 2005-01-01

Strong Capital Management Inc

Menomonee Falls, WI

Other Businesses

GRINDLE WEALTH MANAGEMENT, LLC; INV. RELATED; PHOENIXVILLE,PA; 100% OWNERSHIP; START DATE 11/01/2021; NUMBER OF HOURS PER MONTH 180; NUMBER OF HOURS DURING TRADING 8 HOURS; FINET PRACTICE. PRINCETON HARRIMAN INSURANCE SOLUTIONS, INVT RELATED, SARASOTA, FL, FINANCIAL ADVISOR, START DATE 12/1/2024, 8 HRS PER MONTH AND DURING TRADING, FOR INSURANCE BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-02
S63	Uniform Securities Agent State Law Examination	1996-02-26

S65 Uniform Investment Adviser Law Examination

2001-01-02
S63 Uniform Securities Agent State Law Examination

1996-02-26

Other Names

David B Grindle

View on SEC IAPD