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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-01-24 |
| TX | RA | APPROVED | 2024-01-24 |
Branch Locations
3600 1St Avenue Ne, Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | 04/2018 |
| Lawing Financial | Overland Park | KS | 05/2016 | 10/2017 |
| Lawing Financial, Inc. | Overland Park | KS | 11/2016 | 10/2017 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 07/2017 | 01/2024 |
| Private Client Services | Hiawatha | IA | 04/2018 | 01/2024 |
| Lpl Financial Llc | Cedar Rapids | IA | 01/2024 | Present |
1) 01/03/2024 - Premier Investments of Iowa - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 01/03/2024 - PCRM, LLC - Non-Variable Insurance - Selling: term, L TC, disability, Penn Mutual, Kansas City Life - IA 52402 - Investment related - 8 Hours per month - Start date: 12/22/2023. 3) 12/31/2024 - Premier Investments & Wealth Management - Investment related - DBA for LPL Business (entity for LPL business) - At reported business location(s) - Start Date: 12/11/2024 - 160 Hrs/Mth - 40 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-27 |
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