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Roger Eric Busch

Morgan Stanley

Orlando, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-02
FL RA APPROVED 2009-06-01
  • TX RA
    APPROVED
    Since 2021-11-02
  • FL RA
    APPROVED
    Since 2009-06-01

Branch Locations

201 East Pine Street 11Th Floor, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Orlando FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Orlando, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-10
S65 Uniform Investment Adviser Law Examination 1994-06-09
  • S63 Uniform Securities Agent State Law Examination
    1994-06-10
  • S65 Uniform Investment Adviser Law Examination
    1994-06-09
Other Names
  • Roger E Busch
  • Roger Busch

View on SEC IAPD

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