Eric Alan Klaus

Current Employers

Employment History

• 01/2011 → 10/2016
  Ameriprise Financial Services, Inc.
  Clearwater, FL
• 10/2016 → Present
  Independent Financial Partners
  Tampa, FL
• 10/2016 → 05/2019
  Lpl Financial Llc
  Tampa, FL
• 05/2019 → Present
  Ifp Securities, Llc
  Tampa, FL

Previous Registrations

• 2011-01-26 → 2016-10-05
  Ameriprise Financial Services, Llc
  Oldsmar, FL
  Clearwater, FL
• 2009-10-23 → 2011-01-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Harbor, FL
  Clearwater, FL
  Clearwater, FL
  Tampa, FL
• 2004-03-01 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Palm Harbor, FL
  Clearwater, FL
  Clearwater, FL
• 2000-09-26 → 2004-03-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Clearwater, FL

Other Businesses

(1) 10/04/2016: Oddjobs4teens.com - Other - Not Investment Related - 12045 Mount Batten Drive, Tampa, FL 33626 - Start 03/01/2014 - 2 Hr/Mo; 0 Hour(s) During Securities Trading; 1% Time Spent - Owner. developed a website to link teens with odd jobs (2) 10/04/2016: I Found Your Child Safety Bands - Other - Investment Related - 12045 Mount Batten Dr, Tampa, FL 33626 - Start 03/01/2012 - 2 Hr/Mo; 0 Hour(s) During Securities Trading; 1% Time Spent - Marketing wristbands for children imprinted with their parents cell phone number. (3) 10/04/2016: Klaus Financial Group - DBA - Investment Related - 3030 N. Rocky Point Drive, Suite 700, Tampa, FL 33607 - Start 09/01/2016 - 160 Hr/Mo; 8 Hour(s) During Securities Trading; 95% Time Spent - DBA Name for IFP, an RIA Firm (4) 08/17/2017 - Blue Waters Financial - Investment Related - At Reported Business Location(s) - DBA - Start Date 07/15/2017 - 20 Hours per month/1 hour during securities trading. (5) Eric Klaus - Head coach, Alonso HS Boys Lacrosse Team; Not Investment Related; 8302 Montague St, Tampa, FL 33635; This is a High School Lacrosse Team, there is no ownership structure; 8-10 hrs/week; 1/2020.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-09
• S63 Uniform Securities Agent State Law Examination
  1998-04-06