Shannon Marie Parks

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 04/2017
  Securities America Inc
  Glenwood, IA
• 04/2017 → 01/2024
  Woodbury Financial Services Inc
  Pacific Jct, IA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Glenwood, IA

Previous Registrations

• 2021-02-12 → 2024-01-19
  Woodbury Financial Services, Inc.
  Glenwood, IA

Other Businesses

1. PLAN SERVICES THIRD PARTY ADMIN POSITION: Plan Admin NATURE: Plan Service Third Party Administration - Writes and Administers Non-ERISA 403(b) plans for School Districts and Non-Profits. This includes making sure the plan remains compliant with the IRS Regulations. The School District/Non-Profit is the Client of Plan Services. Plan Services either charges the School District/Non-Profit or the Investment Providers a fee for this service. Plan Services does not hold funds or provide investments for the School District/Non-Profit. All investments in these types of plans are individual contract/custodial agreements, and would be not be done under a group plan. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 08/01/2007 ADDRESS: 55447 230th Street, Glenwood IA 51534, United States DESCRIPTION: Write and Administer Non-ERISA 403(b) plans for School Districts and Non-Profits. This includes making sure the plan remains compliant with the IRS Regulations. 2. PARKS LAND POSITION: Artist NATURE: Create arts and crafts sold at craft shows and art galleries. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2005 ADDRESS: 5447 230th Street, Glenwood IA 51534, United States DESCRIPTION: Create arts and crafts sold at craft shows and art galleries. 3. NOTARY POSITION: Notary NATURE: Providing Notary service for clients at no charge. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 2 START DATE: 07/25/2020 ADDRESS: 55447 230th Street, Glenwood IA 51534, United States DESCRIPTION: Providing Notary service for clients at no charge. 4. MILLS CO YMCA POSITION: Board Member NATURE: Community Advisory Board for the local YMCA. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 110 Sivers Rd, Glenwood IA 51534, United States DESCRIPTION: Provide feedback and community outreach for the Mills Co YMCA 5. LIFE INSURANCE LICENSE POSITION: Insurance NATURE: I have a Life insurance license for Iowa and South Dakota. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 56107 Grande Oak Ln, Glenwood IA 51534, United States DESCRIPTION: I am license for Life Insurance as a requirement for my appointment with Security Benefit.

Exams

• S66 Uniform Combined State Law Examination
  2021-02-08
• S63 Uniform Securities Agent State Law Examination
  2006-06-05

Other Names

• Shannon Marie Young