Leigh West Zachary

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-09-25

TX RA
APPROVED

Since 2018-09-25

Branch Locations

511 University Drive E. Suite 201, College Station, TX 77840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ims Securities, Inc.	Houston	TX	09/2006	11/2017
Ims Financial Advisors, Inc.	Houston	TX	09/2006	09/2018
Calton & Associates, Inc	Houston	TX	11/2017	09/2018
Independent Financial Group	The Woodlands	TX	09/2018	Present

09/2006 → 11/2017

Ims Securities, Inc.

Houston, TX
09/2006 → 09/2018

Ims Financial Advisors, Inc.

Houston, TX
11/2017 → 09/2018

Calton & Associates, Inc

Houston, TX
09/2018 → Present

Independent Financial Group

The Woodlands, TX

Previous Registrations

2006-09-29 → 2018-09-18

Westpark Wealth Advisors, Inc.

Houston, TX

The Woodlands, TX
1999-01-22 → 2006-10-16

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Other Businesses

(1)ZACHARY WEALTH MANAGEMENT POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2012 ADDRESS: 9595 Six Pines Drive Suite 8210, The Woodlands TX 77380, United States DESCRIPTION: (1) 100% OWNER OF DBA ZACHARY WEALTH MANAGEMENT , A BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES SINCE 2012. NOT INVESTMENT RELATED. 100% OF TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (2) CONCEPT THERAPY INSTITUTE POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2020 ADDRESS: 25550 Boerne Stage Rd, San Antonio TX 78255, United States DESCRIPTION: To assist Concept-Therapy Institute (CTI) in the direction of their policy's and procedures. (3) BENEFIT CONCEPTS INC. POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/16/2020 ADDRESS: 9595 Six Pines Dr., Ste. 8210, The Woodlands TX 77380, United States DESCRIPTION: TX INSURANCE AGENT OFFERING VARIOUS FORMS OF INSURANCE. (4) WEST WEALTH ADVISORS POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/06/2012 ADDRESS: 9595 Six Pines Dr., Ste. 8210, The Woodlands TX 77380, United States DESCRIPTION: 100% OWNER OF DBA WEST WEALTH ADVISORS USED FOR MARKETING PUROSES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-26
S63	Uniform Securities Agent State Law Examination	1994-12-30

S65 Uniform Investment Adviser Law Examination

2006-01-26
S63 Uniform Securities Agent State Law Examination

1994-12-30

View on SEC IAPD