Robert D Wong

Current Employers

Employment History

• 03/2002 → 10/2018
  Raymond James Financial Services
  Scotsdale, AZ
• 10/2002 → 10/2018
  Raymond James Financial Services Advisors, Inc
  Scottsdale, AZ
• 10/2006 → Present
  Rdw & Associates
  Scottsdale, AZ
• 10/2018 → Present
  Capital Wealth Alliance, Llc
  Scottsdale, AZ
• 10/2018 → Present
  Kingswood Capital Partners, Llc
  San Diego, CA

Previous Registrations

• 2012-10-24 → 2018-10-03
  Raymond James Financial Services Advisors, Inc
  Scottsdale, AZ

Other Businesses

1) RDW & ASSOCIATES, INC., SCOTTSDALE, AZ, 10/16/2006 TO PRESENT -SUPPORT COMPANY/DBA (OWNER) - S CORP FOR Capital Wealth Holdings and Affiliates for BUSINESS AND PAYMENT OF BILLS - 0 HOURS PER MONTH - 0 HOURS DURING TRADING HOURS - NOT INVESTMENT RELATED. 2) Capital Wealth Holdings LLC. Address: Scottsdale, AZ Nature of the Business: Business Owner Position/Title: Partner Investment Related: No Start Date: 07/11/2018 Hours per month devoted to this business: 15 Hours per month devoted to this business during trading hours: 0 Description of duties: managing member of LLC. 3) Capital Wealth Alliance, LLC - Address: Scottsdale, AZ Nature of the Business: Business Owner - Position/Title: Partner Investment Related: No - Start Date: 10/01/2018 - Hours per month devoted to this business: 120 - Hours per month devoted to this business during trading hours: 100 - Description of duties: CCO and IAR 4) Capital Wealth Insurance LLC - No - 17015 N Scottsdale Rd Ste 250, Scottsdale AZ 85255 - Insurance - Partner & Agent - 10/2/18 - 5hrs/mo - 5hrs/mo during trading hrs - Insurance agent & managing partner

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-08
• S63 Uniform Securities Agent State Law Examination
  1994-08-18

Other Names

• Rob Douglas Wong
• Robert Douglas Wong