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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-14 |
| WI | RA | APPROVED | 2018-03-16 |
Branch Locations
W233 N2080 Ridgeview Pkw Suite 202, Waukesha, WI 53188 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B.C. Ziegler And Company | Waukesha | WI | 03/2013 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | Waukesha | WI | 03/2018 | Present |
1. St Joseph Church; S89 W22650 Milwaukee Ave, Big Bend, WI 53103; Church; Finance Council; Provides advice and guidance to the Pastor on administration of Parish assets; 5/25/22;2 hr/mo; not during securities trading hours; not investment related. 2. St Joseph Church; S89 W22650 Milwaukee Ave, Big Bend, WI 53103; Church; Pastoral Council; Works with the pastor in developing the direction of the parish;2/25/22; 2 hr/mo; not during securities trading hours; not investment related. 3. S110 Point Denoon LLC; W252S5210 Sage Rd Waukesha WI 53189; A three bedroom rental property located at S110W20370 Point Denoon Rd / Muskego, WI; Owner with my wife; Rent property, collect rent, and maintain property; 05/02/2021; 5 hrs/month; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-09 |
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