Grant David Devaul

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 05/2017
  Morgan Stanley & Co. Incorporated
  Beverly Hills, CA
• 06/2009 → 05/2017
  Morgan Stanley Smith Barney
  Beverly Hills, CA
• 01/2015 → 05/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2017 → Present
  Rbc Capital Markets, Llc
  Century City, CA
• 08/2017 → Present
  City National Bank
  Century City, CA

Previous Registrations

• 2009-06-01 → 2017-05-16
  Morgan Stanley
  Beverly Hills, CA
  Beverly Hills, CA
• 2008-03-17 → 2009-06-01
  Morgan Stanley & Co. Llc
  Beverly Hills, CA
• 2001-12-05 → 2008-03-25
  J.P. Morgan Securities Llc
  Boston, MA
  Boston, MA
  Los Angeles, CA

Other Businesses

(1) SANTA MONICA LITTLE LEAGUE; ADDRESS: PO BOX 3152, SANTA MONICA, CA 90408; BUSINESS DESCRIPTION: RECREATIONAL LITTLE LEAGUE; NOT INVESTMENT RELATED; START DATE: 05/01/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: EQUIP/UNIFORM MGR; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) MANIFESTWORKS; ADDRESS: 1660 STANFORD STREET, SANTA MONICA, CA 90404; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 01/01/2016; CAPACITY: BOARD OF DIRECTORS/TREASURER; DUTIES: FINANCIAL OVERSIGHT; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-10
• S63 Uniform Securities Agent State Law Examination
  1995-01-09