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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-21
VA RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2020-10-21
  • VA RA
    APPROVED
    Since 2015-12-15

Branch Locations

12150 Monument Drive Suite 500, Fairfax, VA 22033 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Herndon, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 06/1994 Present
First Command Financial Services, Inc Fort Worth TX 06/1994 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 06/1994 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 06/1994 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Previous Registrations
  • 2005-02-17 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

Name of the other business: Associate Pastor - Impact Church, Centerville, VA ; Whether the business is investment-related: No ; Address of the other business: 4445 Brookfield Corporate Dr. STE B, Chantilly, VA 20151 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Executive Pastor ; The start date of your relationship: 5/16/2016 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: 6 to 10 ; Briefly describe your duties relating to the other business: Perform religious ceremony (weddings, funerals). Prepare and offer biblical sermons. Counsel congregants on how to live a life pleasing to Jesus.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-07-14
S63 Uniform Securities Agent State Law Examination 1994-08-20
  • S65 Uniform Investment Adviser Law Examination
    2000-07-14
  • S63 Uniform Securities Agent State Law Examination
    1994-08-20
Designations
Other Names
  • Bob Smith

View on SEC IAPD

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