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Daniel Roswell Ortt

LPl Financial LLC

Missoula, MT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-03
MT RA APPROVED 2010-09-16
  • TX RA
    APPROVED_RES
    Since 2016-11-03
  • MT RA
    APPROVED
    Since 2010-09-16

Branch Locations

2425 W Central, Ste 202A, Missoula, MT 59801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Missoula MT 09/2010 Present
  • 09/2010 → Present
    Lpl Financial
    Missoula, MT
Previous Registrations
  • 2006-12-13 → 2010-09-15
    Cetera Investment Services Llc
    Missoula, MT
    Hamilton, MT
  • 2003-02-19 → 2006-12-15
    Fintegra, Llc
    Missoula, MT
    Missoula, MT
    Hamilton, MT
Other Businesses

1. 09/15/10 - ORTT FINANCIAL INC/ DBA ONLY/ MISSOULA, MT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-05
S63 Uniform Securities Agent State Law Examination 1994-08-06
  • S65 Uniform Investment Adviser Law Examination
    2002-02-05
  • S63 Uniform Securities Agent State Law Examination
    1994-08-06

View on SEC IAPD

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Susan E Thomas
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John Blaise Suseland
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Other Offices

EDWARD JONES · Missoula, MT
AMERIPRISE FINANCIAL SERVICES, LLC · Missoula, MT
BANKERS LIFE ADVISORY SERVICES, INC. · Missoula, MT
AMERIPRISE FINANCIAL SERVICES, LLC · MISSOULA, MT
EDWARD JONES · MISSOULA, MT
WELLS FARGO CLEARING SERVICES, LLC · MISSOULA, MT
VALIC FINANCIAL ADVISORS, INC. · MISSOULA, MT
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Missoula, MT

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