Wendy Sue Pauley

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 08/2022
  Mid-Atlantic Securities, Inc
  Roanoke, VA
• 08/2022 → Present
  Level Four Financial, Llc
  Dallas, TX
• 08/2022 → Present
  Level Four Advisory Services, Llc
  Dallas, TX

Previous Registrations

• 2010-10-25 → 2022-10-31
  Mid-Atlantic Securities, Inc.
  Roanoke, VA
• 2007-05-08 → 2009-05-28
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
  Roanoke, VA

Other Businesses

LICENSED LIFE AND HEALTH INSURANCE AGENT, STARTED 6/2000, BUSINESS IS NOT INVESTMENT RELATED, CURRENTLY DO NOT DEVOTE TIME TO THIS ACTIVITY BUT LICENSES ARE MAINTAINED.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-07
• S63 Uniform Securities Agent State Law Examination
  1999-08-12

Other Names

• Wendy Sue Judd