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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-27 |
| NH | RA | APPROVED | 2022-07-11 |
| HI | RA | APPROVED | 2022-07-05 |
Branch Locations
17-2 Chenell Dr., Concord, NH 03301 • United States
Haleiwa, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Lawrence | MA | 07/2008 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | Present |
1.WMK CAPITAL MANAGEMENT, 220 MERRIMACK ST UNIT 525, LAWRENCE, MA, 1/2018 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 1/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-25 |
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