Best Investors Account Sign in
Inactive

Marshall Paul Gause

Little Bird Financial, LLC

Waterloo, NE

Thornton, CO

CRD 2507873

Claim This Profile
Employer firm

Little Bird Financial, LLC CRD 340484

Reported services (Item 5G)

  • Portfolio management (individuals)
  • PROMOTION OF UNAFFILIATED INVESTMENT ADVISER

From the firm’s Form ADV. Read the guides:

Current Employers
Little Bird Financial, Llc

Waterloo, NE • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-29
NE RA APPROVED 2026-05-07
  • CO RA
    APPROVED
    Since 2026-07-29
  • NE RA
    APPROVED
    Since 2026-05-07

Branch Locations

Waterloo, NE • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Fund Partners, Llc Denver CO 04/2009 02/2017
Mga Denver CO 03/2017 01/2024
Team Select Aurora CO 02/2024 02/2025
Aoc Aurora CO 03/2025 Present
Little Bird Financial, Llc, Dba Geneva Fund Partners Waterloo NE 03/2026 Present
  • 04/2009 → 02/2017
    Geneva Fund Partners, Llc
    Denver, CO
  • 03/2017 → 01/2024
    Mga
    Denver, CO
  • 02/2024 → 02/2025
    Team Select
    Aurora, CO
  • 03/2025 → Present
    Aoc
    Aurora, CO
  • 03/2026 → Present
    Little Bird Financial, Llc, Dba Geneva Fund Partners
    Waterloo, NE
Previous Registrations
  • 2009-08-01 → 2018-11-26
    Geneva Fund Partners
    Denver, CO
  • 2004-11-11 → 2008-03-14
    Geronimo Financial Asset Management, Llc
    Denver, CO
    Denver, CO
  • 2001-08-29 → 2004-07-28
    Geneva Capital Management, Llc
    Minneapolis, MN
Other Businesses

Mr. Gause serves as a caretaker for his disabled daughter. Currently he spends about 35 hour per week in this capacity during, before, and after normal business hours and on weekends with a home health agency.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-08
S66 Uniform Combined State Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2025-03-08
  • S66 Uniform Combined State Law Examination
    2000-11-28

View on SEC IAPD

More in Waterloo, NE

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor