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Current Employers
Little Bird Financial, Llc

Waterloo, NE • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-29
NE RA APPROVED 2026-05-07
  • CO RA
    APPROVED
    Since 2026-07-29
  • NE RA
    APPROVED
    Since 2026-05-07

Branch Locations

Waterloo, NE • United States

Thornton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Geneva Fund Partners, Llc Denver CO 04/2009 02/2017
Mga Denver CO 03/2017 01/2024
Team Select Aurora CO 02/2024 02/2025
Aoc Aurora CO 03/2025 Present
Little Bird Financial, Llc, Dba Geneva Fund Partners Waterloo NE 03/2026 Present
  • 04/2009 → 02/2017
    Geneva Fund Partners, Llc
    Denver, CO
  • 03/2017 → 01/2024
    Mga
    Denver, CO
  • 02/2024 → 02/2025
    Team Select
    Aurora, CO
  • 03/2025 → Present
    Aoc
    Aurora, CO
  • 03/2026 → Present
    Little Bird Financial, Llc, Dba Geneva Fund Partners
    Waterloo, NE
Previous Registrations
  • 2009-08-01 → 2018-11-26
    Geneva Fund Partners
    Denver, CO
  • 2004-11-11 → 2008-03-14
    Geronimo Financial Asset Management, Llc
    Denver, CO
    Denver, CO
  • 2001-08-29 → 2004-07-28
    Geneva Capital Management, Llc
    Minneapolis, MN
Other Businesses

Mr. Gause serves as a caretaker for his disabled daughter. Currently he spends about 35 hour per week in this capacity during, before, and after normal business hours and on weekends with a home health agency.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-08
S66 Uniform Combined State Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2025-03-08
  • S66 Uniform Combined State Law Examination
    2000-11-28

View on SEC IAPD

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