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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-11-30 |
Branch Locations
188 South Main Street, Thiensville, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) | Mequon | WI | 02/1998 | 11/2018 |
| Commonwealth Financial Network | Waltham | MA | 11/2018 | Present |
| Mainstreet Investment Group | Thiensville | WI | 11/2018 | Present |
1. Fixed insurance sales, as an Agent; As of 11/30/2018; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Aviation Consulting, Nagel Wealth Management LLC DBA Richard Nagel; flying and consulting services, Located in Thiensville, WI, as of 05/01/2024; 3% of time spent during business hours; Not conducted at branch location; Not investment related. 3. Owner, Nagel Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business under the name Precision Financial Planning and aviation consulting under the name Richard Nagel; as of 09/04/2004; 3% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
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