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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-23 |
| IN | RA | APPROVED | 2025-01-23 |
Branch Locations
99 Waukegan Road, Glenview, IL 60025 • United States
1111 Warren Ave, Downers Grove, IL 60515 • United States
700 West Exchange Street, Crete, IL 60417 • United States
1825 North Perryville, Rockford, IL 61107 • United States
357 Roosevelt Road, Glen Ellyn, IL 60137 • United States
555 Fort Hill Drive, Naperville, IL 60540 • United States
165 West Lake Street, Bloomingdale, IL 60108 • United States
20901 S. Lagrange Road, Frankfort, IL 60423 • United States
1001 S. Randall Road, Elgin, IL 60123 • United States
25 East First Street, Hinsdale, IL 60521 • United States
3256 Ridge Road, Lansing, IL 60438 • United States
234 W. Northwest Highway, Arlington Heights, IL 60004 • United States
411 W. Main Street, St. Charles, IL 60174 • United States
5 S Washington St, Naperville, IL 60540 • United States
280 Veterans Parkway, New Lenox, IL 60451 • United States
171 E. Irving Park Road, Wood Dale, IL 60191 • United States
1180 E. Higgins Rd, Schaumburg, IL 60173 • United States
10258 S. Western Ave, Chicago, IL 60643 • United States
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments Llc | Chicago | IL | 01/2013 | 01/2025 |
| Lpl Financial Llc | Bloomingdale | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/21/2013- 210 Hours Per Month- 140 Hours During Trading 2. 01/2025- Bank Insurance and Securities Association- Non-Profit Board Member- Not INV Related- At Illinois- Start date 01/01/2023- 4 Hours Per Month- 2 Hours During Trading 3. 01/2025- YMCA Family Camp Nawakwa -Non-Profit Board Member- Not INV Related- At Flambeau, WI- Start date 01/01/2024- 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-29 |
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